Banking & Financial Services Compliance
Governance, Risk & Compliance Solutions for Banking & Financial Services
Few times in history have been as difficult for those of you in the Banking, Finance and Insurance markets as now. You are faced with unprecedented
turmoil; massive financial losses, rapidly changing corporate ownership structures, lack of investor and public confidence, elimination of jobs, high
stress and low morale of those remaining, and the promise of even more governmental oversight and regulations in the near future.
As the world leader in hotline and case management solutions, EthicsPoint has been a critical partner in helping financial institutions like yours –
including three of the top four accounting firms – efficiently improve operations in areas such as:
Investor & Public Confidence: Fostering a business culture of integrity and ethical behavior requires your actions support your promises. EthicsPoint’s
secure, anonymous and confidential hotline and case management solutions support your "tone from the top" by providing your employees and stakeholders a
venue to report any suspected misconduct and the tools to efficiently investigate and resolve any reported issues.
Compliance & Risk Management: The list of regulations you face is lengthy, from the Right to Financial Privacy and
Fair Credit Reporting Act, to Data Privacy/Loss Prevention to the Foreign Corrupt Practices Act or Basel II,
you must be hyper vigilant to ensure not only compliant behavior, but also the associated documentation to prove good faith intent when problems arise.
EthicsPoint provides a single repository for all case investigative information and reporting and analytics to enable you to proactively identify potential
risk trends throughout your operations.
Accountability: Providing transparency and insight to management and your board into the risk areas of your business has never been more important. Our
industry consultants will help you implement best practice processes to ensure you not only meet the increasingly complex set of compliance mandates but
also can easily provide the information necessary to prove it.
For more information, contact our financial industry experts today.
Our ethics hotline and case management solutions have been designed to flexibly address the needs of people and departments across your enterprise, including: