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Compliance Management

We know complying with external regulations and internal policies is an unrelenting management challenge. Our approach to Compliance Management helps you manage both varieties of obligations, monitor your state of compliance and ultimately assess the risks of non-compliance within an adaptive framework – all resulting in more informed business decisions.

For more about how we can help track internal and external obligations, please see below for the items that can make up a specific Compliance Management Solution to meet your needs.


Policy Manager (epPM) ►

Well-written and understood policies, procedures and guidelines are the bedrock upon which effective GRC strategies are based. They require a disciplined approach to the management of the entire policy lifecycle. EthicsPoint's Policy Manager supports this objective by enabling organizations to centrally manage policies, map them to obligations and guidelines and promote awareness and adherence in support of a culture of integrity and corporate governance.

Learn more about Policy Manager.

PDF Datasheet: epPM

Hotline and Issue & Event Manager (epIEM) ►

A critical component of any effective compliance program is a method for employees, partners and other stakeholders to report potential violations of stated policies. EthicsPoint Hotline and Issue &Event Manager application is the industry's recognized leading technology for the consistent collection of reports, and subsequent investigation and analysis of risk data, delivering insight into the actual risks facing your organization, leading to better business decisions.

Learn more about epIEM and the hotline.

The EthicsPoint Hotline Module has been designed to enable your employees and other stakeholders to easily and confidentially report any issue or instance of misconduct. While some organizations perceive whistleblower hotlines to simply address incidents of major financial malfeasance, the flexibility of the EthicsPoint system enables you to capture risk throughout your business, including theft, conflict of interest, foreign corrupt practices, discrimination, harassment, wage/hour violations and more.

PDF Datasheet: epIEM
PDF Datasheet: Hotline

Custom Web Report Forms ►

An easy and efficient way to capture incident reports from all areas of an organization, EthicsPoint's Custom Report Forms are designed to capture your unique reporting requirements and can be linked to your intranet, ethics portal or other employee web site.

Examples of potential report forms include:

  • Gift & gratuity documentation
  • HR management reports (attendance, harassment, bullying, etc.)
  • Work-related injury report, security or investigation report
  • Conflict of interest forms
  • Competitor misconduct documentation
Visualization Manager (epVM) ►

EthicsPoint’s Visualization Manager is a dynamic, innovative new way to view your governance, risk and compliance data points in an easy to understand location-based dashboard.

The application is designed to integrate case and location data from Issue & Event Manager and Policy Manager in addition to a wide array of available data sources including: free public feeds, premium feeds, proprietary data and transactional data uploads. epVM allows you to more easily spot trends and patterns in your data that wouldn't be visible otherwise, enabling more informed business decisions.

Learn how to get the most from your data.

PDF Datasheet: epVM

Professional Services ►

Staffed by subject matter experts, our Professional Services Organization offers a broad array of services designed to help you achieve your compliance goals.

Third-party Risk Assessment QuickStart Service ►

Today’s competitive marketplace requires many essential business activities to be outsourced to an ever-increasing number of vendors, suppliers and agents (VSAs). At the same time, the real and reputational operating risks posed by these third-party relationships are steadily increasing. Regulatory pressures from the FCPA and UK Bribery Act only compound your organization’s risk in employing third-parties.

EthicsPoint helps you gain insight into your risk exposure through a comprehensive risk rank score for each third-party within your ecosystem. We develop a foundation for risk mitigation tools, controls and other compliance efforts related to your thrid-party relationships, thus protecting your company and brand.

Learn more about our risk assessment service.

PDF Datasheet: TPRAQS

Professional Services QuickStart Service ►

EthicsPoint’s QuickStart Service follows a proven methodology designed to create solutions that address your business objectives and accelerate the implementation of your chosen EthicsPoint solution. The QuickStart engagement will establish intake, investigation workflow and analytics best practices and consistencies across each of the identified business units.

Learn more about our QuickStart service.